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Real world expertise across the spectrum of fund manager organizations to help alternative investing managers overcome today’s business challenges.
Deep asset management focused (executive level) GC, COO, CCO corporate-securities law, business strategy, infrastructure, fund formation, operations, compliance from start-up, growth or institutional best practices across front-middle and back office expertise, teams, people, trading framework and counter-parties.
Securities, Investment Advisers, Investment Company, Exchange Act, FINRA, CFTC, fund manager expertise on corporate-securities matters, agreements, trade-firm operations, enterprise risk management, due diligence, governance, trade processes, investor – marketing and solicitation and distribution across high net worth, family office and institutional investors.
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