Why Us?

• Our partners’ complementary and deep expertise across fund manager offering structures, securities law, and marketing strategy-solicitation framework means an economies of scale alternative to tackle multi-faceted legal and business matters;1
• We provide top tier (in the trenches) hands on legal and business expertise  across the interconnected legal and business function of building, managing and projecting safety of assets for every phase of an advisory firm’s life-cycle; 
• Securities lawyers and consultants with more than two decades of multi-faceted alternative asset manager Securities law, Corporate law, and fund manager business experience and expertise.2

1. Notable Area of Expertise.  Deep private fund and investment adviser lawyers across corporate-securities law, business strategy, infrastructure, fund formation, operations, compliance across inception, growth or institutional level best practices front-middle and back office expertise across teams, people, trade framework and counter-parties. Securities, Investment Advisers, Investment Company, Exchange Act, FINRA, CFTC, fund manager expertise on corporate-securities matters, agreements, trade-firm operations, enterprise risk management, and diagnostic analysis, due diligence, governance, trade processes, investor – marketing relations, solicitation process, marketing execution and distribution across high net worth, family office and institutional investors. 

2. Deep asset management executive level GC, COO, CCO expertise