• Each “partner level” advisor has more than two decades of sophisticated expertise from both working within or advising cutting edge securities law firms, spectrum of funds and well-known alternative asset management organizations.1
• Our teams real world experience and expertise facilitates: (i) expansion of client target investor base; (ii) separation of client from the pack; (iii) more informed legal and strategic business decisions (iv) desired change happen; (v) increased focus on portfolio management; and (iv) the likely-hood of asset gathering success.1
• Holistic private fund and trading manager legal and business matter expertise under one roof means efficient big picture “investor” solutions to overcome today’s business challenges.
• Nimble solutions to problems from partners not junior associates to outperform peers across high net worth, family offices, fund of funds and the spectrum of complex institutional investors.

Notable Area of Expertise.

Expertise across the legal and executive level fund manager skill set, corporate-securities law, business strategy, infrastructure, fund formation, operations, compliance, best practices (front-middle and back office) trade process expertise across teams, people, framework and counter-parties.  Securities, Investment Advisers, Investment Company, Exchange Act, FINRA, CFTC, fund manager expertise on corporate-securities matters, agreements, trade-firm operations, enterprise risk management, diagnostic analysis, due diligence, governance, trade processes, investor – marketing relations, solicitation process, marketing execution and distribution across high net worth, family offices and institutional investors.