Alternative Private Fund & Trading Adviser Legal & Business Matter Experience & Expertise.  

• Each “partner level” advisor has two decades of sophisticated expertise from both working within or advising cutting edge securities law firms, spectrum of funds and well-known alternative asset management organizations.1
• We offer both “real world” in-house and public experience, relationships, and resources not otherwise available to a single client organization.
• Our teams real world experience and expertise facilitates: (i) expansion of client target investor base; (ii) separation of client from the pack; (iii) more informed legal and strategic business decisions (iv) desired change happen; (v) increased focus on portfolio management; and (iv) the likely-hood of asset gathering success.1
• Holistic fund manager expertise under one firm means cost-effective, big picture “investor” solutions to overcome today’s business challenges.
• Nimble solutions to problems from partners not junior associates to outperform peers across high net worth, family offices, fund of funds and the spectrum of complex institutional investors.

Notable Area of Expertise.

Hedge Funds, Private Equity Funds, Investment or Commodity Advisers.  Whether a start-up to well established private fund organization across SEC registered, exempt, stand-alone funds, offshore master-feeder, fund of funds, umbrella structures, alternative investment fund managers (AIFMs), ICAVs, segregated series, manager of managers, Managed accounts, sub-advisors, to name a few.

We work with conventional to esoteric asset classes, reinsurance, catastrophic bonds, equities, fixed income, swaps, derivatives, managed futures, private equity, long-short, commercial-residential real estate funds, to name a few.

Expertise across the legal and executive level fund manager skill set,  corporate-securities law, business strategy, infrastructure, fund formation, operations, compliance, best practices front-middle and back office trade process expertise across teams, people, framework and counter-parties.  Securities, Investment Advisers, Investment Company, Exchange Act, FINRA, CFTC, fund manager expertise on corporate-securities matters, agreements, trade-firm operations, enterprise risk management, and diagnostic analysis, due diligence, governance, trade processes, investor – marketing relations, solicitation process, marketing execution and distribution across high net worth, family office and institutional investors.